Advances in Rock Fracture Mechanics: From Microscale Interactions to Macroscopic Failure

A special issue of Applied Sciences (ISSN 2076-3417). This special issue belongs to the section "Earth Sciences".

Deadline for manuscript submissions: 15 June 2024 | Viewed by 6155

Special Issue Editors


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Guest Editor
School of Urban Construction, Changzhou University, Changzhou 213164, China
Interests: mine enviroment; transferred underground mining from open-pit; mine slope engineering; ground pressure and strata control
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Guest Editor
School of Information and Control Engineering, Xi'an University of Architecture and Technology, Xi'an, China
Interests: rock mechanics; over-the-horizon image recognition; fissure; intelligent monitoring

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Guest Editor
State Key Laboratory for Geomechanics and Deep Underground Engineering, China University of Mining & Technology, Xuzhou 221116, China
Interests: rock
Special Issues, Collections and Topics in MDPI journals

Special Issue Information

Dear Colleagues,

As rock is a kind of special geological material, influenced by geological structure, the organizational structure of rock is extremely uneven, which is filled with a large number of defects such as pores, cracks, inclusions, joints and faults. Therefore, the assumption of uniform continuity is not consistent with the actual situation of rock, and the rock strength theory based on continuum mechanics has been seriously challenged. With the rapid development of related disciplines, especially nonlinear science, the study of rock mechanics has integrated classical elastic-plastic mechanics, fracture mechanics, damage mechanics, thermodynamics, physics, chemistry, geology, mineralogy, information theory, cybernetics, system theory and other disciplines, making the study of rock mechanics gradually beyond the framework of classical solid mechanics. It has greatly enriched the connotation of rock mechanics research. The study of rock strength theory has gradually begun. Classical strength theories such as classical strength theory and generalized strength theory have developed into strength theories that take fracture and damage process into account, and have developed from macroscopic phenomenological research to cross-scale and multi-level rational research. We will publish a special issue themed “Advances in Rock Fracture Mechanics: From Microscale Interactions to Macroscopic Failure” in the Journal of Applied Sciences to highlight the new advances and future developments in this area. The topics include developments of observational methods, machine learning, and numerical methods for early warning, understanding failure mechanisms and processes, and risk assessment of rock fracture. The study of environmental factors such as heavy rainfall, snow melting, erosion, and earthquakes for rock fracture analysis is also welcome.

Prof. Dr. Xiaoshuang Li
Dr. Song Jiang
Prof. Dr. Yanlong Chen
Guest Editors

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Keywords

  • rock
  • strength theory
  • fracture
  • damage
  • micromechanical
  • evolution characteristics

Published Papers (8 papers)

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Research

22 pages, 10958 KiB  
Article
Investigation of Steep Waste Dump Slope Stability of Iron Ore Mine—A Case Study
by Zhongao Yang, Xin Liu, Weimin Qian, Xiaohua Ding, Zhongchen Ao, Zhiyuan Zhang, Izhar Mithal Jiskani, Ya Tian, Bokang Xing and Abdoul Wahab
Appl. Sci. 2024, 14(8), 3430; https://doi.org/10.3390/app14083430 - 18 Apr 2024
Viewed by 529
Abstract
Using a combination of experimental and numerical methods, this study examines the stability of the slope of Waste Dump#1 in Ziluoyi Iron Mine. We conducted direct shear tests on soil samples taken from the waste dump, which provided important insights into slope stability. [...] Read more.
Using a combination of experimental and numerical methods, this study examines the stability of the slope of Waste Dump#1 in Ziluoyi Iron Mine. We conducted direct shear tests on soil samples taken from the waste dump, which provided important insights into slope stability. The tests identified key mechanical parameters, including an average cohesion of 4.80 kPa and an internal friction angle of 25.63°. By implementing GEO-SLOPE software, we could determine that the slope stability factor is 1.047, which is far from the required safety standards. To address this issue, we proposed an appropriate rectification strategy including the construction of safety platforms and reconfiguration of the slope structure. This approach effectively improved the slope stability factor to 1.219 and met the safety criteria. In addition, particle flow code (PFC) simulations were methodically performed to model the slope morphology and particle displacement before and after rectification. The obtained results revealed a remarkable reduction in sliding areas and particle displacement post-rectification, enhancing mine safety and efficiency. Our findings provide valuable insights into the application of combined experimental and numerical methods to assess and improve slope stability in open-pit mines, which will substantially contribute to the field of geotechnical engineering and mining safety. Full article
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16 pages, 3369 KiB  
Article
The Influence of Rainfall and Evaporation Wetting–Drying Cycles on the Open-Pit Coal Mine Dumps in Cam Pha, Quang Ninh Region of Vietnam
by Van Son Bang, Yi Wang, Trong Vu, Wei Zhou, Xin Liu, Zhongchen Ao, Duc Nguyen, Hien Pham and Hoai Nguyen
Appl. Sci. 2024, 14(5), 1711; https://doi.org/10.3390/app14051711 - 20 Feb 2024
Viewed by 569
Abstract
Among the slope hazards caused by rainfall, not all of them occur directly during storm washout, and the wetting–drying cycles’ effect on the rainfall–evaporation process is an important cause of shallow slope instability. In this study, taking the slope of the open-pit coal [...] Read more.
Among the slope hazards caused by rainfall, not all of them occur directly during storm washout, and the wetting–drying cycles’ effect on the rainfall–evaporation process is an important cause of shallow slope instability. In this study, taking the slope of the open-pit coal mine dumps in Cam Pha, in the Quang Ninh region of Vietnam, as the research object, we carry out experiments on the physical properties of the rock body under different wetting–drying cycles, as well as numerical analyses. The results show that the wetting–drying cycles significantly affect the physical and mechanical parameters and permeability of the rock body. In the process of the wetting–drying cycle, a transient saturated zone occurs on the surface of the slope, and the range of the unsaturated zone inside the slope body decreases with the increase in the number of wetting–drying cycles. Moreover, the infiltration line keeps moving downward, but the rate of downward movement is slowed down by the decrease in the gradient of matrix suction affected by rainfall. Under the influence of the wetting–drying cycles, the slope displacement, plastic zone, and maximum shear strain increment range gradually approach the slope surface with the wetting–drying cycles, and the displacement peak gradually increases. A dump is a site for the centralized discharge of mining waste, formed by the crushing and stockpiling of the original rock formation. Bang Nau is the name of the dump considered in this study. After multiple rainfall events, the slope stability under five wetting–drying cycles decreases from 1.721 to 1.055, and the landslide mode changes from a whole landslide to a single-step shallow landslide, with a certain landslide risk. It is necessary to strengthen the slope stability as the landslide risk is very high, and it is necessary to strengthen the monitoring and inspection of the slope. Full article
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17 pages, 5403 KiB  
Article
Study of the Internal Rebreaking Characteristics of Crushed Gangue in Mine Goaf during Compression
by Peng Wen, Sen Han, Wenbing Guo, Weiqiang Yang and Erhu Bai
Appl. Sci. 2024, 14(5), 1682; https://doi.org/10.3390/app14051682 - 20 Feb 2024
Viewed by 520
Abstract
The deformation and re-crushing characteristics of different lithological caving crushed gangues in mine goaf directly affect the overburden strata movement, which significantly affects the surface subsidence of mining goaf. The effect of particle size on the re-crushing characteristics of different lithological caving crushed [...] Read more.
The deformation and re-crushing characteristics of different lithological caving crushed gangues in mine goaf directly affect the overburden strata movement, which significantly affects the surface subsidence of mining goaf. The effect of particle size on the re-crushing characteristics of different lithological caving crushed gangues in mine goaf is investigated in this study based on an innovative compression–AE (acoustic emission) measuring method. The results showed the following: (1) The compression deformation was divided into three stages: rapid, slow, and stable compaction. With the increase in axial pressure, the large particle skeletons were destroyed, medium particles were displaced and slid, and small particles filled the pores. (2) For singular lithologies, stress was positively correlated with pressure, and porosity was negatively correlated with stress. The composite sample was between the singular gangue samples. (3) The fractal dimension of crushed gangue samples was exponentially related to the proportion of gangue in singular and combined lithologies. (4) The cumulative AE count and energy of the combined lithological gangue samples were between those of the singular samples. The research results provide a theoretical foundation for further research into the characteristics of the overlying strata, surface movement, and safety management of the goaf. Full article
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31 pages, 40155 KiB  
Article
Model Test Study on Rock Rolling Characteristics
by Ning Hu, Gangchen Sun, Feng Liu, Bai Yang and Hailing Li
Appl. Sci. 2024, 14(3), 1236; https://doi.org/10.3390/app14031236 - 1 Feb 2024
Viewed by 635
Abstract
In order to study the influence of falling rock shapes on their rolling characteristics and to determine the optimization of falling rock protection design, a series of research experiments were conducted. Model experiments were designed to explore the rolling characteristics of rockfalls with [...] Read more.
In order to study the influence of falling rock shapes on their rolling characteristics and to determine the optimization of falling rock protection design, a series of research experiments were conducted. Model experiments were designed to explore the rolling characteristics of rockfalls with different shapes. Based on the experimental results, it was found that the slenderness ratio, center of gravity, and rotational inertia of the rockfalls can affect their rolling characteristics, leading to swaying and changing the rolling axis during the rolling process, thereby affecting their rolling speed. Building upon these findings, an analysis of the formation mechanism of rolling resistance was conducted. It was determined that the primary cause of energy loss was the rolling resistance arm formed with the rolling surface during rockfall motion. A shape parameter was proposed to quantify the rolling resistance. These parameters were incorporated into a kinematic formula that considered the influence of rockfall shape, slope, and slope roughness on the rolling speed. Combined with the offset and initial position of the rockfall, the formula could be used to calculate the rolling speed and impact energy in the rolling region at any position in the region. The calculation formula was validated using model experimental data, and the results showed that the error between the experimental and calculated values was small. The error was corrected based on the experimental data. After on-site testing and verification, it could provide reference for the management of rockfall disasters. Full article
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23 pages, 43088 KiB  
Article
Physical and Mechanical Properties and Damage Mechanism of Sandstone at High Temperatures
by Yadong Zheng, Lianying Zhang, Peng Wu, Xiaoqian Guo, Ming Li and Fuqiang Zhu
Appl. Sci. 2024, 14(1), 444; https://doi.org/10.3390/app14010444 - 3 Jan 2024
Cited by 1 | Viewed by 962
Abstract
The physical and mechanical properties of rocks change significantly after being subjected to high temperatures, which poses safety hazards to underground projects such as coal underground gasification. In order to investigate the effect of temperature on the macroscopic and microscopic properties of rocks, [...] Read more.
The physical and mechanical properties of rocks change significantly after being subjected to high temperatures, which poses safety hazards to underground projects such as coal underground gasification. In order to investigate the effect of temperature on the macroscopic and microscopic properties of rocks, this paper has taken sandstone as the research object and conducted uniaxial compression tests on sandstone specimens at different temperatures (20–1000 °C) and different heating rates (5–30 °C/min). At the same time, the acoustic emission (AE) test system was used to observe the acoustic emission characteristics of the rock damage process, and the microstructural changes after high temperature were analyzed with the help of a scanning electron microscope (SEM). The test results show that the effect of temperature on sandstone is mainly divided into three stages: Stage I (20–500 °C) is the strengthening zone, the evaporation of water and the contraction of primary fissures, and sandstone densification is enhanced. In particular, the compressive strength and elastic modulus increase, the macroscopic damage mode is dominated by shear damage, and the fracture micromorphology is mainly brittle fracture. Stage II (500–600 °C) is the transition zone, 500 °C is the threshold temperature for the compressive strength and modulus of elasticity, and the damage mode changes from shear to cleavage damage, and the sandstone undergoes brittle–ductile transition in this temperature interval. Stage III is the physicochemical deterioration stage. The changes in the physical and chemical properties make the sandstone compressive strength and modulus of elasticity continue to decline, the macroscopic damage mode is mainly dominated by cleavage damage, and the fracture microscopic morphology is of a more toughness fracture. The effect of different heating rates on the mechanical properties of sandstone was further studied, and it was found that the mechanical properties of the rock further deteriorated under higher heating rates. Full article
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30 pages, 15648 KiB  
Article
Investigation of the Influence Area of the Excavation of a Double-Line Highway Tunnel under an Existing Railway Tunnel
by Yifan Li, Changfu Huang, Hongjian Lu and Chao Mou
Appl. Sci. 2024, 14(1), 290; https://doi.org/10.3390/app14010290 - 28 Dec 2023
Viewed by 659
Abstract
The research on the impact of the excavation of underpass tunnels has already had certain results, but there is a lack of research cases of double-line highway tunnels with oblique angles under the existing railway tunnels, especially the method of determining the area [...] Read more.
The research on the impact of the excavation of underpass tunnels has already had certain results, but there is a lack of research cases of double-line highway tunnels with oblique angles under the existing railway tunnels, especially the method of determining the area of the impact of the dynamic and static loads of new tunnels and existing trains, which can be enriched by considering them at the same time. This paper, is based on the tunnel project of the new double-line Shiqian highway tunnel with oblique angles under the Hurong railway in Wanshoushan. By constructing a three-dimensional finite element model and simulating the application of static tunnel excavation load, dynamic blasting load, and dynamic train operation load of the existing tunnel, the overall displacement of the existing tunnel and the settlement value of the bottom plate of the track surface by the static tunnel excavation load were analyzed. Then, the stresses, vibration speeds, and displacements of the tunnel due to the dynamic blasting loads and the dynamic train operation loads were obtained. The results show that the area of influence of the static loads of the new tunnel excavation on the existing tunnel is divided into three types of perturbations presenting strong, weak, and slight; the area affected by the blasting dynamic load of new tunnel excavation is a circular domain with the datum point in the tunnel section as the center; the area affected by the dynamic load of train operation in the existing tunnel is an ellipse with the center of the track surface of the existing tunnel as the datum; and there is an anomalous shape in the area affected by the blasting dynamic load of new tunnel excavation and the area affected by the dynamic load of the train operation in the existing tunnel. Full article
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18 pages, 8208 KiB  
Article
Mechanical Properties and Penetration Characteristics of Mudstone Slag-Based Waterproof Composites under Cyclic Loading
by Yuanguang Chen, Yanlong Chen, Yafei Zhang, Jialong Zhang and Tian Chen
Appl. Sci. 2024, 14(1), 198; https://doi.org/10.3390/app14010198 - 25 Dec 2023
Cited by 1 | Viewed by 578
Abstract
In this study, ground polymers were prepared from mudstone and slag. NaOH and water glass were used as alkaline exciters and mine waste rock aggregate was used as the aggregate for mudstone slag-based waterproof composites (MSWCs). A series of laboratory tests, including a [...] Read more.
In this study, ground polymers were prepared from mudstone and slag. NaOH and water glass were used as alkaline exciters and mine waste rock aggregate was used as the aggregate for mudstone slag-based waterproof composites (MSWCs). A series of laboratory tests, including a uniaxial compression test, uniaxial cyclic loading and unloading test, scanning electron microscope test, and rock penetration test were conducted for macrostructural and microstructural analysis. The effect of the coupling between the mudstone proportion and the number of uniaxial cyclic loading and unloading tests was investigated. The results showed that it is feasible to use mudstone and slag to synthesize geopolymers, and that MSWCs fulfil the conditions for use as a reconstituted water barrier. The permeability of MSWCs with the different mudstone proportions set in this study fulfils the requirement of being used as a material, and the permeability and uniaxial compressive strength of the MSWCs gradually decreased with increases in the mudstone proportion. Considering the UCS and permeability of the MSWCs, the optimal mudstone proportion of the MSWC is r = 0.6. In this test, cyclic loading and unloading times of 0, 25, 50, and 100 were set, and with an increase of cyclic loading and unloading times, the UCS of the MSWCs showed a tendency of increasing first and then decreasing. In the SEM test, with an increase of cyclic loading and unloading times, microfractures and pores appeared in the MSWCs, which led to a gradual increase in its permeability and a decrease in its waterproofness. Full article
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21 pages, 6252 KiB  
Article
Characterization of Freeze-Thaw Cycle Damage to Mudstone in Open Pit in Cold Regions—Based on Nuclear Magnetic Resonance Method
by Xiang Lu, Xiang Qi, Ya Tian, Rui Li, Zhile Wang, Lixiao Tu and Zhiyuan Zhang
Appl. Sci. 2023, 13(22), 12264; https://doi.org/10.3390/app132212264 - 13 Nov 2023
Viewed by 753
Abstract
Damage deterioration of rocks in cold regions under seasonal changes and daily cycles of freezing and thawing generate a series of engineering geological problems. These problems will seriously affect the safe and efficient production of open-pit mines. In this paper, a freeze–thaw cycle [...] Read more.
Damage deterioration of rocks in cold regions under seasonal changes and daily cycles of freezing and thawing generate a series of engineering geological problems. These problems will seriously affect the safe and efficient production of open-pit mines. In this paper, a freeze–thaw cycle test and uniaxial compression test considering the natural conditions of the slope were carried out. Mechanical properties and damage mechanisms of open-pit mine mudstone under freeze–thaw conditions were investigated based on nuclear magnetic resonance (NMR) technology. The test results show that the microscopic internal pore structure of mudstone was changed under the superimposed effect of freeze–thaw damage and hydration damage. The internal pore size of mudstone increased with the number of freeze–thaw cycles, while the average pore size of the natural mudstone test increased more. Macroscopically, the compressive strength and modulus of elasticity of mudstone varied linearly with the number of freezing cycles, and the compressive strength and modulus of elasticity showed a decreasing trend. The strain-softening characteristics of mudstone samples were significant for more freeze–thaw cycles. The study explains the microscopic causes of mudstone deterioration in open-pit mines in cold regions and offers guidance for solving engineering disasters caused by mudstone deterioration. Full article
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